昨天同事遇到的一个案例,这里简单描述一下:一个表里面有一个bit类型的字段,同事在优化相关SQL的过程中,给这个表的bit类型的字段新增了一个索引,然后测试验证时,居然发现SQL语句执行结果跟不加索引不一样。加了索引后,SQL语句没有查询出一条记录,删除索引后,SQL语句就能查询出几十条记录。下面我们构造一个简单的例子,重现一下这个案例
我们先创建表student_attend,初始化一些数据。这篇文章的测试环境为MySQL 8.0.35社区版。
CREATE TABLE `student_attend` ( `id` int NOT NULL AUTO_INCREMENT COMMENT '自增编号', `std_id` int DEFAULT NULL COMMENT '学号', `class_id` int DEFAULT NULL COMMENT '课程编号', `is_attend` bit(1) DEFAULT b'1' COMMENT '是否缺陷考勤', PRIMARY KEY (`id`) ) ENGINE=InnoDB; insert into student_attend(std_id, class_id, is_attend) select 1001, 1, 1 from dual union all select 1001, 2, 0 from dual union all select 1001, 3, 1 from dual union all select 1001, 4, 1 from dual union all select 1001, 5, 1 from dual union all select 1001, 6, 0 from dual union all select 1002, 1, 1 from dual union all select 1002, 2, 1 from dual union all select 1003, 1, 0 from dual union all select 1003, 2, 0 from dual;
如下所示,假设我们要查询is_attend=1的所有学生信息,那么可以有下面三种写法
mysql> select * from student_attend where is_attend=1; +----+--------+----------+----------------------+ | id | std_id | class_id | is_attend | +----+--------+----------+----------------------+ | 1 | 1001 | 1 | 0x01 | | 3 | 1001 | 3 | 0x01 | | 4 | 1001 | 4 | 0x01 | | 5 | 1001 | 5 | 0x01 | | 7 | 1002 | 1 | 0x01 | | 8 | 1002 | 2 | 0x01 | +----+--------+----------+----------------------+ 6 rows in set (0.00 sec) mysql> select * from student_attend where is_attend=b'1'; +----+--------+----------+----------------------+ | id | std_id | class_id | is_attend | +----+--------+----------+----------------------+ | 1 | 1001 | 1 | 0x01 | | 3 | 1001 | 3 | 0x01 | | 4 | 1001 | 4 | 0x01 | | 5 | 1001 | 5 | 0x01 | | 7 | 1002 | 1 | 0x01 | | 8 | 1002 | 2 | 0x01 | +----+--------+----------+----------------------+ 6 rows in set (0.00 sec) #遇到问题的SQL写法 mysql> select * from student_attend where is_attend='1'; +----+--------+----------+----------------------+ | id | std_id | class_id | is_attend | +----+--------+----------+----------------------+ | 1 | 1001 | 1 | 0x01 | | 3 | 1001 | 3 | 0x01 | | 4 | 1001 | 4 | 0x01 | | 5 | 1001 | 5 | 0x01 | | 7 | 1002 | 1 | 0x01 | | 8 | 1002 | 2 | 0x01 | +----+--------+----------+----------------------+ 6 rows in set (0.00 sec) mysql>
接下来,我们在字段is_attend上创建索引ix_student_attend_n1,如下所示
create index ix_student_attend_n1 on student_attend(is_attend);
然后我们继续测试验证,就能出现我前文所说的情况,如需所示,最后一个SQL,它的返回记录数为0.
mysql> select * from student_attend where is_attend=1; +----+--------+----------+----------------------+ | id | std_id | class_id | is_attend | +----+--------+----------+----------------------+ | 1 | 1001 | 1 | 0x01 | | 3 | 1001 | 3 | 0x01 | | 4 | 1001 | 4 | 0x01 | | 5 | 1001 | 5 | 0x01 | | 7 | 1002 | 1 | 0x01 | | 8 | 1002 | 2 | 0x01 | +----+--------+----------+----------------------+ 6 rows in set (0.00 sec) mysql> select * from student_attend where is_attend=b'1'; +----+--------+----------+----------------------+ | id | std_id | class_id | is_attend | +----+--------+----------+----------------------+ | 1 | 1001 | 1 | 0x01 | | 3 | 1001 | 3 | 0x01 | | 4 | 1001 | 4 | 0x01 | | 5 | 1001 | 5 | 0x01 | | 7 | 1002 | 1 | 0x01 | | 8 | 1002 | 2 | 0x01 | +----+--------+----------+----------------------+ 6 rows in set (0.00 sec) mysql> select * from student_attend where is_attend='1'; Empty set (0.00 sec) mysql>
其实第一次见到这种情况的时候,我还是有点震惊的,因为在我的观念中,索引只会影响执行计划,不会影响查询结果,但是现在的情况是索引的存在影响了SQL的查询结果。那么为什么会出现这种情况呢?
首先看了一下执行计划,如下所示,从执行计划看,它既没有走全表扫描也没有走索引,仅仅有”message”: “no matching row in const table”提示,如果仅仅分析执行计划,我们得不到更多的有用信息
mysql> explain -> select * from student_attend where is_attend='1'; +----+-------------+-------+------------+------+---------------+------+---------+------+------+----------+--------------------------------+ | id | select_type | table | partitions | type | possible_keys | key | key_len | ref | rows | filtered | Extra | +----+-------------+-------+------------+------+---------------+------+---------+------+------+----------+--------------------------------+ | 1 | SIMPLE | NULL | NULL | NULL | NULL | NULL | NULL | NULL | NULL | NULL | no matching row in const table | +----+-------------+-------+------------+------+---------------+------+---------+------+------+----------+--------------------------------+ 1 row in set, 1 warning (0.00 sec) mysql> mysql> explain format=json -> select * from student_attend where is_attend='1'G *************************** 1. row *************************** EXPLAIN: { "query_block": { "select_id": 1, "message": "no matching row in const table" } /* query_block */ } 1 row in set, 1 warning (0.00 sec) mysql> show warningsG *************************** 1. row *************************** Level: Note Code: 1003 Message: /* select#1 */ select `kerry`.`student_attend`.`id` AS `id`,`kerry`.`student_attend`.`std_id` AS `std_id`,`kerry`.`student_attend`.`class_id` AS `class_id`,`kerry`.`student_attend`.`is_attend` AS `is_attend` from `kerry`.`student_attend` where (`kerry`.`student_attend`.`is_attend` = '1') 1 row in set (0.00 sec) mysql>
那么我们使用trace跟踪分析一下优化器如何选择执行计划。看看其详细执行过程,如下所示
mysql> SET OPTIMIZER_TRACE="enabled=on",END_MARKERS_IN_JSON=on; Query OK, 0 rows affected (0.00 sec) mysql> SET OPTIMIZER_TRACE_MAX_MEM_SIZE=1000000; Query OK, 0 rows affected (0.00 sec) mysql> select * from student_attend where is_attend='1'; Empty set (0.00 sec) mysql> SELECT * FROM INFORMATION_SCHEMA.OPTIMIZER_TRACE G; *************************** 1. row *************************** QUERY: select * from student_attend where is_attend='1' TRACE: { "steps": [ { "join_preparation": { "select#": 1, "steps": [ { "expanded_query": "/* select#1 */ select `student_attend`.`id` AS `id`,`student_attend`.`std_id` AS `std_id`,`student_attend`.`class_id` AS `class_id`,`student_attend`.`is_attend` AS `is_attend` from `student_attend` where (`student_attend`.`is_attend` = '1')" } ] /* steps */ } /* join_preparation */ }, { "join_optimization": { "select#": 1, "steps": [ { "condition_processing": { "condition": "WHERE", "original_condition": "(`student_attend`.`is_attend` = '1')", "steps": [ { "transformation": "equality_propagation", "resulting_condition": "(`student_attend`.`is_attend` = '1')" }, { "transformation": "constant_propagation", "resulting_condition": "(`student_attend`.`is_attend` = '1')" }, { "transformation": "trivial_condition_removal", "resulting_condition": "(`student_attend`.`is_attend` = '1')" } ] /* steps */ } /* condition_processing */ }, { "substitute_generated_columns": { } /* substitute_generated_columns */ }, { "table_dependencies": [ { "table": "`student_attend`", "row_may_be_null": false, "map_bit": 0, "depends_on_map_bits": [ ] /* depends_on_map_bits */ } ] /* table_dependencies */ }, { "ref_optimizer_key_uses": [ { "table": "`student_attend`", "field": "is_attend", "equals": "'1'", "null_rejecting": true } ] /* ref_optimizer_key_uses */ }, { "rows_estimation": [ { "table": "`student_attend`", "range_analysis": { "table_scan": { "rows": 10, "cost": 3.35 } /* table_scan */, "potential_range_indexes": [ { "index": "PRIMARY", "usable": false, "cause": "not_applicable" }, { "index": "ix_student_attend_n1", "usable": true, "key_parts": [ "is_attend", "id" ] /* key_parts */ } ] /* potential_range_indexes */, "setup_range_conditions": [ { "impossible_condition": { "cause": "value_out_of_range" } /* impossible_condition */ } ] /* setup_range_conditions */, "impossible_range": true } /* range_analysis */, "rows": 0, "cause": "impossible_where_condition" } ] /* rows_estimation */ } ] /* steps */, "empty_result": { "cause": "no matching row in const table" } /* empty_result */ } /* join_optimization */ }, { "join_execution": { "select#": 1, "steps": [ ] /* steps */ } /* join_execution */ } ] /* steps */ } MISSING_BYTES_BEYOND_MAX_MEM_SIZE: 0 INSUFFICIENT_PRIVILEGES: 0 1 row in set (0.00 sec) ERROR: No query specified mysql> mysql> SET optimizer_trace="enabled=off"; Query OK, 0 rows affected (0.01 sec)
从trace的详细信息看,这个过程中发生了隐式转换:下面这个过程就是发生了类型转换
由于发生类型转换过程中(字符串转换为bit类型)遇到了数据截断错误(从value_out_of_range等信息就可以看出),如下截图所示
而优化器应该是根据一定的逻辑判断,得到这个值不存在索引中,从而就判断没有匹配的记录,直接返回空的结果集了,根本不去走扫描全表或走索引查找等操作。
"empty_result": { "cause": "no matching row in const table" } /* empty_result */
当然这里仅仅是根据trace的信息做的一个判断,如有错误或不谨慎的地方,敬请谅解。毕竟没有深入分析过源码。
那么为什么没有索引的话,SQL语句的结果就是正确的呢? 难道没有发生类型转换吗? 难度没有发生数据截断错误吗?那么我们就继续trace跟踪分析看看,如下所示
mysql> drop index ix_student_attend_n1 on student_attend; Query OK, 0 rows affected (0.03 sec) Records: 0 Duplicates: 0 Warnings: 0 mysql> SET OPTIMIZER_TRACE="enabled=on",END_MARKERS_IN_JSON=on; Query OK, 0 rows affected (0.00 sec) mysql> SET OPTIMIZER_TRACE_MAX_MEM_SIZE=1000000; Query OK, 0 rows affected (0.00 sec) mysql> select * from student_attend where is_attend='1'; +----+--------+----------+----------------------+ | id | std_id | class_id | is_attend | +----+--------+----------+----------------------+ | 1 | 1001 | 1 | 0x01 | | 3 | 1001 | 3 | 0x01 | | 4 | 1001 | 4 | 0x01 | | 5 | 1001 | 5 | 0x01 | | 7 | 1002 | 1 | 0x01 | | 8 | 1002 | 2 | 0x01 | +----+--------+----------+----------------------+ 6 rows in set (0.00 sec) mysql> SELECT * FROM INFORMATION_SCHEMA.OPTIMIZER_TRACE G; *************************** 1. row *************************** QUERY: select * from student_attend where is_attend='1' TRACE: { "steps": [ { "join_preparation": { "select#": 1, "steps": [ { "expanded_query": "/* select#1 */ select `student_attend`.`id` AS `id`,`student_attend`.`std_id` AS `std_id`,`student_attend`.`class_id` AS `class_id`,`student_attend`.`is_attend` AS `is_attend` from `student_attend` where (`student_attend`.`is_attend` = '1')" } ] /* steps */ } /* join_preparation */ }, { "join_optimization": { "select#": 1, "steps": [ { "condition_processing": { "condition": "WHERE", "original_condition": "(`student_attend`.`is_attend` = '1')", "steps": [ { "transformation": "equality_propagation", "resulting_condition": "(`student_attend`.`is_attend` = '1')" }, { "transformation": "constant_propagation", "resulting_condition": "(`student_attend`.`is_attend` = '1')" }, { "transformation": "trivial_condition_removal", "resulting_condition": "(`student_attend`.`is_attend` = '1')" } ] /* steps */ } /* condition_processing */ }, { "substitute_generated_columns": { } /* substitute_generated_columns */ }, { "table_dependencies": [ { "table": "`student_attend`", "row_may_be_null": false, "map_bit": 0, "depends_on_map_bits": [ ] /* depends_on_map_bits */ } ] /* table_dependencies */ }, { "ref_optimizer_key_uses": [ ] /* ref_optimizer_key_uses */ }, { "rows_estimation": [ { "table": "`student_attend`", "table_scan": { "rows": 10, "cost": 0.25 } /* table_scan */ } ] /* rows_estimation */ }, { "considered_execution_plans": [ { "plan_prefix": [ ] /* plan_prefix */, "table": "`student_attend`", "best_access_path": { "considered_access_paths": [ { "rows_to_scan": 10, "access_type": "scan", "resulting_rows": 10, "cost": 1.25, "chosen": true } ] /* considered_access_paths */ } /* best_access_path */, "condition_filtering_pct": 100, "rows_for_plan": 10, "cost_for_plan": 1.25, "chosen": true } ] /* considered_execution_plans */ }, { "attaching_conditions_to_tables": { "original_condition": "(`student_attend`.`is_attend` = '1')", "attached_conditions_computation": [ ] /* attached_conditions_computation */, "attached_conditions_summary": [ { "table": "`student_attend`", "attached": "(`student_attend`.`is_attend` = '1')" } ] /* attached_conditions_summary */ } /* attaching_conditions_to_tables */ }, { "finalizing_table_conditions": [ { "table": "`student_attend`", "original_table_condition": "(`student_attend`.`is_attend` = '1')", "final_table_condition ": "(`student_attend`.`is_attend` = '1')" } ] /* finalizing_table_conditions */ }, { "refine_plan": [ { "table": "`student_attend`" } ] /* refine_plan */ } ] /* steps */ } /* join_optimization */ }, { "join_execution": { "select#": 1, "steps": [ ] /* steps */ } /* join_execution */ } ] /* steps */ } MISSING_BYTES_BEYOND_MAX_MEM_SIZE: 0 INSUFFICIENT_PRIVILEGES: 0 1 row in set (0.00 sec) ERROR: No query specified mysql> SET optimizer_trace="enabled=off"; Query OK, 0 rows affected (0.00 sec)
从上面trace信息来看,似乎执行计划先进行全表扫描,然后过滤记录,输出信息里面没有value_out_of_range这类信息,似乎没有发生数据截断。具体步骤跟之前的trace信息有很大不同。具体只看到了下面这些信息,但是更多信息我也看不出来。不清楚底层到底做了啥。
小结
关于bit类型的字段,我们写SQL的时候,不要使用字符串,避免发生隐式类型转换。正确的写法应该是下面这种方式
select * from student_attend where is_attend=b'1'; 或 select * from student_attend where is_attend=1;
DBA在给bit类型创建索引的时候也必须谨慎处理,跟开发和Support人员多协商沟通,告知他们可能出现这种情况,因为你可能没法控制开发人员写出这样的SQL。
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